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Plan year

The 12-month period a plan keeps its books on. Limits, valuations, contributions and filings are measured by it, and most solo plans use the calendar year.

The plan year is set in the plan document. Most one-person plans use the calendar year, matching the business's tax year, which keeps the deadlines lined up. Each plan year has its own valuation, contribution range, 415(b) test and, once assets pass $250,000, Form 5500-EZ.

A new plan can be adopted after its first plan year ends. Under IRC 401(b)(2), a plan adopted by the business's tax return due date, including extensions, can be treated as adopted on the last day of the year. That is why a plan for 2026 can still be opened after December 31, 2026.

Dates for a calendar 2026 plan year sponsored by a sole proprietor. Corporations and partnerships have different return dates.
DateWhat is due
August 2, 2027Form 5500-EZ due (if required)
September 15, 2027Minimum required contribution due
October 15, 2027Last day to adopt the plan
October 15, 2027Last day to contribute for a 2026 deduction
October 15, 2027Form 5500-EZ due with an extension (if required)

See cash balance plan deadlines or look up your own dates with the deadline calculator.

Sources

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